Nuburu Inc. (NYSE American: BURU) announced on October 14, 2025 that it has received a warning letter from NYSE American LLC regarding its compliance with Section 401(a) of the NYSE American Company Guide. The letter was issued in response to the company’s October 1, 2025 press release announcing the implementation of a dual‑CEO structure, which the exchange determined was not accompanied by the required advance notification.
The warning letter states that Nuburu failed to provide the necessary advance notice to the exchange before issuing the material announcement, a violation of Section 401(a). In acknowledgment of the exchange’s concerns, Nuburu said it is taking steps to improve its procedures for disseminating material information and is disclosing the letter publicly in accordance with Section 401(j) of the Company Guide.
This regulatory action is significant because it highlights a compliance lapse that could affect Nuburu’s continued listing on NYSE American. The company’s prompt disclosure and corrective intent are intended to mitigate potential listing risks, but the warning underscores the importance of adherence to exchange disclosure requirements for maintaining investor confidence.
The content on BeyondSPX is for informational purposes only and should not be construed as financial or investment advice. We are not financial advisors. Consult with a qualified professional before making any investment decisions. Any actions you take based on information from this site are solely at your own risk.